Lori Ann is committed to using her extensive knowledge and experience in service to and for others as the Chief Operations Officer for our team. Her focus and what she enjoys most of her job is that she is able to serve each of our clients in special and inimitable ways. She serves as the primary liaison and contact for all client queries. She has established a high level of trust through her friendly, timely and accurate response to client inquiries.
Lori Ann joined Cetera Advisor Networks LLC in 2001 after 10 years of service working for a wealth management company with three billion dollars under management as well as a local Registered Investment Advisory firm. Her range of experience runs the gamut: preparing quantitative reports for mutual fund portfolios, limited partnerships, and managed accounts of investment managers for high net worth individuals. She’s worked closely with custodians, investment managers and broker dealers, providing reconciliation of security transfers and day to day transactions and pricing, supervising the opening and transferring of clients’ accounts, working closely with Trust divisions and other interested parties.
Lori Ann is a graduate of California Polytechnic State University, San Luis Obispo with a Bachelor of Arts degree in Communications.
Lori Ann holds the Series 7, Series 63, Series 66 and Series 24 securities registrations.
Lori Ann is an OSJ Manager and Registered Principal with Cetera Advisor Networks LLC. Member FINRA/SIPC, a full service broker/dealer and registered investment adviser, providing financial planning, investment advice and brokerage services.